Job Description
Purpose: The Senior AML Analyst is responsible for collecting, analyzing and reporting on customer and account information in relation to all aspects of the AML/CFT Act, Sanctions laws and regulations including the USA PATRIOT Act.
Essential Job Functions: • Assign, review and investigate alerts and close or escalate to case.
• Perform case investigations to determine SAR or No SAR filings.
• Review daily audit log for data integrity issues.
• Review CTRs for compliance and file CTRs on a timely basis.
• Perform High Cash customer reviews and apply appropriate Tags to customer accounts.
• Assist Operations department with monthly wire logs.
• Perform EDD reviews on high-risk accounts.
• Gather information from outside sources such as internet searches, third party vendors, public records, etc. for case management.
• Perform suspicious activity investigations and assist in SAR preparation and filing.
• Review subpoena log for AML related cases.
• Review FinCEN 314(a) list from FinCEN and prepare a report for submission to FinCEN if a match is found.
• Run OFAC/SDN scan against customer information file on a scheduled basis and conduct review if there is a true match in the list.
• Update OFAC/SDN list periodically
• Assists branches with AML/Compliance related questions.
• Assist in preparation for Compliance Committee.
• Prepare monthly AML statistics.
• Prepare monthly Reg O Report
• Assist in the preparation of examinations by FDIC, state and auditors.
• Assist management in the completion and tracking of various quality control functions in the AML Department.
• Assist in tracking and maintaining training records.
• Acts as a liaison between the AML Department and FiServ vendors for current AML, OFAC, Core and other AML related systems.
• Other duties as assigned by management.
Required Education, Knowledge, Skills and Abilities: 1. Bachelor’s Degree
2. CAMS Certification
3. An understanding of AML/CFT guidelines as outlined in the FFIEC manual 4. 5 years AML/CFT experience preferred
5. Proficient in Microsoft Office suite
6. Proficient with Bankers’ Toolbox
7. The ability to interpret data and form a reasonable conclusion
8. Excellent verbal and writing skills
9. Must posses experience in the cannabis industry.
Salary Range: $65,000 - $80,000 annually
Job Tags
Full time, Work at office,